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Colorado's Commission on
Judicial Discipline
(known here simply as The Commission for the
Abolition of Judicial Discipline)
For those visitors who've
navigated to this page with search terms, such as "Colorado
discipline of judges" or "Colorado judicial discipline," we regret to inform you that there is no such
regulation implemented in Colorado at this time. (Read more
below).
►►
Publication Notice
◄◄
We have deduced that "Dr. Rick" Wehmhoefer
would have had us believe that we are limited as to
what we are permitted to post here. Wehmhoefer concluded nearly all of his
correspondence to complainants with, "Please be reminded that this matter is strictly confidential
pursuant to Article VI, Section
23(3)(g)
, Colorado Constitution,
and sections
24-72-401
and
402, Colorado Revised Statutes."
See also Wehmhoefer, Confidentiality of Judicial Disciplinary Proceedings,
17 Colo.Law. 1043
(1988). We
are not so circumscribed.
June 01, 2009 - Colorado Comm'n for the Abolition of Judicial
Discipline has released its 2008 Annual Report
Highlights:
-
pro se parties are all dumb-asses
-
95% of all submitted complaints were dismissed out-of-hand. Only
ten (10) of the 217 complaints were investigated
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Of the 5% that were investigated, four complaints (including
one of my complaints
(here)) involved allegations of unreasonable delays in
issuing rulings, two involved despotic,
opprobrious courtroom demeanor, one concerned allegations of sexual harassment of
staff (say it isn't so!), one concerned a traffic violation involving alcohol, one
involved participation in extra-judicial activities (swinging, perhaps?), and one
concerned a judge’s obligation to report an attorney’s misconduct.
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Of the four (4) disciplinary actions (note the Commission
would rather call them "corrective actions"), all were private: Three (3) private
letters concerning violations of the Code were issued (one letter of admonition;
one letter of reprimand; and one letter of censure) and one judge was directed to
seek professional training in judicial demeanor and temperament. One judge
voluntarily retired; two complaints were dismissed after further investigation
indicated that there was no misconduct; and three complaints were carried
over for the Commission’s consideration in 2009.
This is why it's called the
Colorado Commission for the Abolition of Judicial Discipline.
Note also that
longtime Commission member, John Holcomb, a
professor of business ethics and legal studies at
the University of Denver's Daniels School of
Business, has always had nothing but praise for the
former federal judge, Eddie Nottingham.
(See my Feb. 29, 2009 post, infra). He's
surreptitiously listed on the Commission's member
roster as an innocuous non-lawyer "citizen" member
and failed to recuse himself from consideration of
my complaint (whereas Federico Alvarez and Judge
Charles Hoppin did - click here). Is this
a fellow who ought to be responsible for deciding which judges should or should not be disciplined?
Colorado Commission on Judicial
Discipline
Annual Report
Background and Jurisdiction
The framework for the Colorado Commission on
Judicial Discipline (Commission) is found in Colo.
Const. art. VI, § 23. Under § 23(d), a justice or
judge of any court of record may be removed or
disciplined for willful misconduct in office,
willful or persistent failure to perform his or her
duties, intemperance, or a violation of the Colorado
Code of Judicial Conduct (Code). A judge also may be
retired for a disability that interferes with the
performance of his or her duties, if the disability
is likely to become permanent. Colo. Const. art. VI,
§ 23(e) provides for certain sanctions short of
removal or retirement, where appropriate, including
suspension, censure, reprimand, remedial action, or
other discipline.
Colo. Const. art. VI, § 23(h) grants authority to
the Colorado Supreme Court to provide by rule for
the procedures to be followed by the Commission.
Accordingly, the Supreme Court has established
guidelines for the administration and activities of
the Commission in the Colorado Rules of Judicial
Discipline (Rules), which are applied in conjunction
with the Code. The full text of the Rules and Code
are published in Court Rules, Book 1, of the
Colorado Revised Statutes.
For a fuller understanding of the scope of the
Commission’s disciplinary authority, it is important
to note the following:
> The Commission’s jurisdiction
is limited to disciplinary matters concerning
district judges, county judges, Colorado Court
of Appeals judges, justices of the Colorado
Supreme Court, senior judges, and appointed
judges. Excluded from this jurisdiction are
magistrates, municipal judges, and
administrative law judges (ALJs).
> The Office of Attorney
Regulation Counsel (ARC) is charged with
disciplinary oversight of magistrates and ALJs,
along with its jurisdiction over the conduct of
lawyers generally, under the Colorado Rules of
Professional Conduct.
> County Judges in the City and
County of Denver are considered municipal
judges; disciplinary matters for those judges
are addressed by the Denver County Court
Commission on Judicial Discipline. Certain other
cities—for example, Lakewood—have established
similar disciplinary bodies to oversee the
conduct of their municipal judges.
Frequently, the Commission receives calls from
individuals who (1) confuse the judicial
disciplinary process with the appellate process; and
(2) misconstrue a disappointing factual or legal
ruling to be judicial misconduct and want to have
the decision reversed on that basis. However,
appeals of findings of fact and legal conclusions
are reserved to courts of record under Colo. Const.
art VI, §§ 1 and 2, and by provisions of Colorado
Revised Statutes.
Other matters beyond the scope of the Commission’s
jurisdiction include concerns about a judge’s
overall performance and fitness for the position,
rather than an incident or series of incidents of
misconduct. Although there may be some overlap with
the Commission’s disciplinary role, such concerns
may be more appropriate for consideration by the
Colorado Commission on Judicial Performance, which
disseminates information regarding a judge’s
performance prior to the judge’s retention election.
The Colorado Commission on Judicial Performance is
accessible online at
www.cojudicialperformance.com/index.cfm.
Grounds for Judicial
Discipline
The grounds for judicial discipline that may trigger
the sanctions provided in Colo. Const. art. VI, §
23(d) are described in Rule 5(a). They include:
1) willful misconduct in office, including
misconduct that, although not related to
judicial duties, brings the judicial office into
disrepute or is prejudicial to the
administration of justice;
2) willful or persistent failure to perform
judicial duties, including incompetent
performance of judicial duties;
3) intemperance, including extreme or immoderate
personal conduct, recurring loss of temper or
control, abuse of alcohol, or the use of illegal
narcotics or dangerous drugs;
4) any conduct that constitutes a violation of
the Code; or
5) disability interfering with the performance
of judicil [sic.] duties that is, or is likely to
become, of a permanent character.
Because Rule 5(a)(4) incorporates the Code into the
Rules, complaints filed with the Commission may
involve allegations that a judge has not fulfilled
his or her obligations under the nine Canons that
are included in the Code. The Canons address the
integrity and independence of the judiciary;
impropriety or the appearance of impropriety;
failure to perform duties promptly, impartially, and
courteously; conduct off the Bench that is outside
the boundaries of permitted quasi-judicial or
extra-judicial activities; and inappropriate
political activities. The Code is accessible online
at
www.deontologie-judiciaire.umontreal.ca/fr/codes%20enonces%20deonto/documents/Colorado_Code_of_Judicial_Conduct.pdf.
The Commission and Its
Executive Director
The Commission is comprised of ten Colorado citizens
who serve without compensation other than
reimbursement for expenses reasonably incurred in
the performance of their duties, such as travel to
attend Commission meetings. The composition of the
Commission is determined by Colo. Const. art. VI, §
23(3)(a) and (b). It includes two judges of district
courts and two judges of county courts who are
selected by the Supreme Court; two lawyers who have
practiced in Colorado for ten years, neither of whom
may be a justice or judge, and who are appointed by
the Governor with the consent of the Senate; and
four citizens who are not and have not been judges,
who are not licensed to practice law in Colorado,
and who are appointed by the Governor with the
consent of the Senate.
Rule 3 provides for the organization and
administration of the Commission, including the
appointment of an Executive Director, whose duties
include the operation of a permanent office; the
screening and investigation of complaints; the
maintenance of records and statistics; the
employment of investigators, special counsel, and
masters when necessary; the preparation and
administration of the Commission’s operating budget;
and the preparation of an annual report.
Complaints
Rules 12 through 14 provide for the filing,
screening, and preliminary investigation of
complaints. Any person may file a complaint alleging
judicial misconduct or disability. A complaint form
is provided by the Commission, which includes a
brief summary of the grounds for judicial discipline
under Rule 5(a) as a guide for the preparation of
the complaint. However, complaints also may be made
by a letter that describes the alleged misconduct
and includes or references other information that
may be relevant, such as key dates, case numbers,
copies of exhibits and other documents, or
transcripts of proceedings. The Commission will
consider complaints in any format. Finally, the
Commission, on its own motion, also may initiate a
complaint.
The Executive Director screens all complaints. An
example of a complaint that usually survives the
initial screening would involve an inexplicable or
unreasonable delay by the court in issuing a
decision on an important motion or in rendering a
final judgment.
However, Rule 13 provides that "complaints that are
frivolous, unfounded, solely appellate in nature, or
outside the jurisdiction of the Commission shall be
dismissed." The most common example of a complaint
that would be dismissed is a claim that a judge’s
erroneous ruling should be equated with judicial
misconduct. Even if such a ruling can be shown to be
in error—for example, failure to adequately consider
newly discovered evidence that might result in a new
trial, an incorrect credit for time served, a
miscalculation of overdue child support, an abuse of
discretion in establishing child parenting
arrangements, a misapplication of a statute, or an
incorrect reading of established precedent—such a
determination by the Commission would infringe on
the jurisdiction of the appellate courts.
It can be difficult for a complainant, particularly
a pro se litigant, to understand the
respective functions of trial and appellate courts
in the adjudicative process, and to distinguish
potentially erroneous rulings from questions of
judicial misconduct under the Rules and the Code.
Complaints that survive the initial screening by the
Executive Director are reviewed further by the
Commission. If the Commission deems there is
sufficient cause to proceed on the complaint, it
undertakes a preliminary investigation and, under
Rule 14, gives notice to the judge of the
investigation, the nature of the charge, and the
name of the complainant (or that the Commission
commenced the investigation on its own motion); and
provides the judge an opportunity to respond or
appear.
The investigation would include inquiries
appropriate in the circumstances, such as an
examination of court records and transcripts,
interviews with potential witnesses, and requests
for further information from the complainant.
However, as provided in Colo. Const. art. VI, §
23(3)(g), "all papers filed with and proceedings
before the Commission" are confidential, unless and
until such time as the Commission recommends formal
action to the Supreme Court.
The Commission schedules six meetings each year and
holds special meetings when necessary. If
circumstances warrant, meetings are held by
conference call.
Review of Complaints Received
in 2008
In addition to written complaints, the Commission
receives telephone inquiries from potential
complainants who are seeking information or who are
requesting copies of the complaint form or the
Rules. When appropriate, callers are redirected to
the Commission on Judicial Performance, to ARC, or
to municipal court judicial disciplinary
commissions. The Commission also receives occasional
questions from the judiciary regarding the
application of the Rules and the Code. The Executive
Director manages the intake of complaints and the
interaction with callers.
Through December 31, 2008, the Commission received
217 written complaints. These 217 complaints
concerned the conduct of judges and justices sitting
in each of the twenty-two judicial districts, the
Colorado Court of Appeals, and the Colorado Supreme
Court. The 217 complaints represented an increase
over the 179 complaints received in 2006 and the 211
complaints received in 2007.
Currently, the judiciary comprises 234 trial court
judges (district, juvenile, probate, and county
court); twenty-three appellate judges; and seventy
senior judges. Of the 217 complaints:
> 163 were based on situations
that arose in the criminal law docket
— 147 of which were filed by inmates in Colorado
correctional facilities
> 30 involved litigation in the
general civil docket
> 14 involved domestic
relations cases
> 3 involved juvenile court
matters
> 4 involved probate matters
> 3 involved off-the-Bench
conduct.
In addition to inmates, the complainants included:
> 52 litigants, many of whom
appeared in court pro se
> 7 attorneys, who alleged
delay in docket management or judicial demeanor
issues
> 9 people who were not parties
— family members or courtroom observers
> 1 judge who self-reported
personal misconduct to the Commission
> 1 case initiated by the
Commission on its own motion.
Subject Matter of
Complaints
The subject matter of the complaints in 2008
included 207 instances where the complainant was
dissatisfied with a judge’s factual or legal
rulings. Because these were appellate matters, they
were dismissed.
10 of the 217 complaints
proceeded beyond the preliminary investigation
to formal action by the Commission
- 4 involved allegations of unreasonable delays
in issuing rulings
- 2 involved courtroom demeanor
- 1 concerned allegations of sexual harassment
of staff
- 1 concerned a traffic violation involving
alcohol
- 1 involved participation in extra-judicial
activities
- 1 concerned a judge’s obligation to report an
attorney’s misconduct.
Corrective Action
Corrective action was taken to address judicial
misconduct in four instances. The corrective action
taken in four cases compared with corrective action
taken in two such cases in 2006 and one in 2007.
There were two retirements while complaints were
pending in 2006 and none in 2007. There was one
retirement for medical disability in each of 2006
and 2007, but none in 2008.
The sanctions included:
3 private letters concerning
violations of the Code
- 1 letter of admonition
- letter of reprimand
- letter of censure.
One judge was directed to seek professional training
in judicial demeanor and temperament; one judge
voluntarily retired; two complaints were dismissed
after further investigation indicated that there was
no misconduct; and three complaints were carried
over for the Commission’s consideration in 2009.
Private Disciplinary
Letters
There are three types of private disciplinary
letters: (1) a letter of admonition; (2) a letter of
reprimand; and (3) a letter of censure.
Admonition. A letter of admonition warns a
respondent–judge that his or her conduct suggests an
appearance of impropriety falling outside the
expected minimum standards of judicial conduct.
Reprimand and censure. Letters of reprimand
or censure address violations of a more serious
nature. These letters express the Commission’s
determination that there has been a direct violation
of the Code and that such conduct is unacceptable,
but that the conduct does not merit a formal hearing
or recommendation to the Supreme Court for public
discipline or removal from office.
Private letters of discipline in recent years have
been directed at the following misconduct:
> engaging in ex parte
contact with litigants or attorneys
> delays in issuing decisions
> loss of temper or control of
the courtroom
> inappropriate remarks to the
media regarding the conduct of an attorney
> hearing a case, as a
part-time judge, involving a client of the
judge’s law firm
> intemperance and verbal abuse
toward an employee and a customer of a business
establishment
> driving while impaired or
under the influence of alcohol
> sexual harassment of a court
employee.
Proactive Measures
The Commission participates in judicial education
programs to inform new and continuing judges of
their ethical duties and responsibilities under the
nine Canons of the Code and to explain the
Commission’s responsibilities for oversight and
discipline under the Rules. The Commission also
takes steps to remind judges of their docket
management obligations.
The Commission is undertaking a comprehensive review
of its Rules, policies, and procedures, with a view
to becoming more transparent in its operations,
providing more public information about the
Commission’s responsibilities, facilitating the
complaint filing process, and providing more
judicial education and rehabilitation options. Any
changes will continue to respect the principles of
confidentiality set forth in the Constitution and in
CRS §§ 24-72-401 and -402.
Conclusion
As of December 31, 2008, the Commission’s membership
comprised the following persons:
| Member |
City |
Category of
Appointment |
| Federico C. Alvarez
|
Denver |
Attorney |
| Stewart Bliss
|
Denver |
Citizen |
| James H. Hiatt
|
Ft. Collins |
District Judge |
| John M. Holcomb
|
Denver |
Citizen |
| Charles T. Hoppin
|
Golden |
County Judge |
| Kathleen Kelley
|
Meeker |
Citizen |
| David Kenney |
Denver |
Citizen |
| Martha T. Minot
|
Durango |
County Judge |
| James Spaanstra
|
Lakewood |
Attorney |
| Douglas R. Vannoy
|
Ft. Morgan |
District Judge |
The Commission operates independently from the
Supreme Court and other divisions of the Judicial
Branch, but with their cooperation and support. The
Commission performs a vital role in maintaining a
fair and impartial judiciary. Because the judicial
selection and retention system in Colorado is based
on merit selection rather than on partisan judicial
politics, it is important that the Commission
operate effectively and with the public’s
confidence.
The Commission recognizes the services of its
longtime Executive Director, Rick Wehmhoefer, who
retired on December 31, 2008. The Human Resources
Division of the State Court Administrator’s Office
assumed temporary responsibility for the operation
of the Commission’s office until February 11, 2009,
when William J. Campbell accepted the Commission’s
appointment to serve as Interim Executive Director,
following a thirty-seven-year career as a practicing
attorney.
Correspondence with the Commission should be
addressed to: William J. Campbell, 899 Logan St.,
Ste. 307, Denver, CO 80203. The Commission’s
telephone number is (303) 894-2110.
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Feb. 11, 2009 - Commission names William J. Campbell as
interim executive director
Their press release
is here.
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Jan. 14, 2009 - "Dr. Rick" has
[finally] left the building
It's about friggin' time!
According to a
job posting
by the Colorado Judicial Department, Rick Wehmhoefer was to
abandon his post on January 1 after twenty-three years of
disservice as Executive Director and General Counsel for the
Commission for the Abolition of Judicial Discipline.
It comes no surprise to me that the voice mailbox of
Wehmhoefer, the first male
telephone operator in the Bell system, is currently full
and cannot accept any new messages. He rarely answered or
returned calls during the decades that he held the office,
presumably because he was busy typing away at the
go-pound-sand letters he routinely sent to all complainants.
Pay for the position is a paltry $128,598, plus benefits.
Applicants must be:
- licensed to practice law for the previous
five years;
- eligible to practice law in Colorado at the time
of application;
- be willing to abandon private practice of law
for the duration of employment; and
- be willing to rebuff complainants, stifle
meritorious complaints and obstruct the revelation
of or discipline of judicial misconduct unless
otherwise provided with a directive from the
judiciary to fulfill a sub silentio
political agenda.
According to
Mindy
Masias, Wehmhoefer retired. Both she and Eric Brown are
the interim directors until the position is filled.
This Web page is his legacy.
Further reading:
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May 28, 2008 - Wash Park Prohet
Blog: "Judicial Discipline in Colorado"
The Commission claims in its annual report that it "
performs a vital role in maintaining a fair and impartial
judiciary." The reality is rather more modest. Basically,
the Commission appeals to the consciences of judges who
behave badly to do the right thing of their own accord and
is the designated messenger to tell judges that the time
has come for them to retire due to disability. The
Commission also gives uphappy litigants a futile place to
vent . . . it is still largely ineffectual at addressing
the problem of problem judges. The vast majority of judges
in the past 41 years have been good ones, but the
disciplinary numbers from the Commission vastly understate
the problem.
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What becomes of all the complaints against judges?
According to the
"July
2006 Colorado Judicial Institute"
newsletter,
"Accountability is already built into
the system, with regular retention
elections when the public has the right
to remove any judge with a simple
majority of votes, performance reviews
by the
Judicial Performance Commission,
and a Commission on Judicial Discipline
that can remove judges for improper
conduct." Id. at 2.
So, how many
judges have been removed from office by
the retention system that the Institute
claims has served us so well? How many voters know anything at all
about the judges on the ballot box that
they are asked to retain with a Yes/No
vote? Before that can be
answered: how
could voters learn much at all about
these judges, given that entire
categories of cases are now sealed from
public view (see our
Public Access to Court Records page)?"
Ivan Moreno (The Rocky Mountain News) asked the same question
in
his June 18, 2007 article, Judges' conduct: A
veil of secrecy.
A cursory examination of the complaints and responses, hereinbelow, provides the
answer. Additionally, we encourage readers to review the
(2005) Annual Report
of the Commission on Judicial Discipline with the following question in mind: How
many judges were removed from office for improper conduct? (Allow us save you
some time. The answer is zero). In fact, out of the 179 unique matters allegedly
reviewed by the Commission, only three (3) resulted in any discipline, which
discipline was "private" (simply meaning that the public was prevented from
learning about the offense[s] or the alleged discipline).
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What Standard of Review is used in
evaluating grievances by the Commission for
the Abolition of Judicial Discipline?
In
this complaint to Chief Justice Mullarkey on unrelated
issues and, which was drafted by a KnowYourCOURTS.com
contributor,[n.1] the complainant inadvertently revealed the
Standard of Review that Rick Wehmhoefer used.
According to his account of the telephone call, Wehmhoefer debated
him about the merits of the divorce case from which his complaint
arose: He claims that Wehmhoefer asked him,
“If I were
[sic.]
to talk to your wife, what would she say
about you? . . . What do the blogs say about
you? . . . Are[n’t] there two sides to every
story? Just answer the question –Are[n’t]
there?”
He also claims that Wehmhoefer advised him that he should not have
dismissed his appeal (which appears to have been legal advice).
[n.1] The contributor has
asked to remain anonymous because of fear of
retaliation from the divorce court judge
with respect to his parenting time.
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Conflating collateral attacks on
judgments with valid judicial misconduct complaints
Some have alleged that a common practice of judicial misconduct
boards and agencies is to assert that the complainant has no
valid misconduct complaint, because it is merits related and, therefore, is an impermissible collateral
attack on a judicial decision.
Indeed, Wehmhoefer asserts in many or most of his
responses that:
The Commission of Judicial Discipline reviews complaints about ethical Conduct
by state judges. However, because it is not a[n appellate] court, it does not have the
authority to review legal or factual aspects of a person's case. It also does not have
the authority to review the rulings, orders or decisions that a judge may make [or
refrain from making] when presiding over a person's case. All of those matters can be
reviewed only through appellate process."
Some may interpret Wehmhoefer's boiler-plate
statement as pretextual, specious and, perhaps, insulting to the
intelligence of the
complainant. If nothing else, it is predictable, as Elana Sassower explains in
Without merit: The empty promise of judicial discipline,
4 Massachusetts School of
Law, The Long Term View 1
at 90:
These [judicial discipline commissions] frequently dismiss, out-of-hand, complaints
of on-the-bench misconduct, including abusive courtroom behavior and fabricated
judicial decisions. They do this on the pretense that they have no authority to
review "the merits of matters within a judge's discretion, such as the rulings and
decisions in a particular case," which they assert can only be reviewed by an appeal to
an appellate court.
Id. at 92
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One take on the
Separation of Powers Doctrine:
defy the will of the General Assembly
Here is a
memorandum signed by a division clerk to his district court judge, regarding
a pro se litigant's efforts to unseal a domestic case. The clerk wrote,
"if
you ignore problems long enough, they
often go away," and
attached an order he had drafted for the
judge to sign. The clerk scribbled on the
memorandum,"I
wrote an order -see if you like it."
Indeed, if
you spend enough time looking through
cases on this site (e.g., district court, El Paso County,
# 01DR2408;
Jefferson County combined court # 99DR3717,
inter alia),
you would discern a pattern of judges
ignoring the good faith
applications for relief by pro se parties, seemingly expecting that they
will eventually go away.
Ensuring
that judges are in compliance with Canon
3(A) and C.R.S. §
13-5-135, we thought,
falls to the Commission on Judicial
Discipline. However, it appears to
us that the
Commission does not act on such
complaints, despite representations to
the contrary in
their Annual Report.
We know that
citizens may not defy the will of the
legislature (violate the statutes).1
We have been led to believe that public officials are not
above the law (`though that assertion appears to
have been placed in dispute by evidence found
throughout this Web site).
What about State
agencies? Specifically, is Rick Wehmhoeffer and
the Commission on Judicial Discipline free to
disregard the law? For example, may
the Commission disregard or deny the
substantiated and truthful complaints of a
citizen-petitioner, which complaints contain
allegations that a judge has failed to timely
rule on a motion, pleading or matter before him,
as required by Colo.R.Civ.P. 97, Colo.Rev.Stat.
§
13-5-135 and Canon 3A)?
We know, according to the Commission's
report, that it allegedly issued private letters of discipline for, "Delayed
issuing decisions in cases pending before the
judges, violations of Canon 3 A. (5), Colorado
Code of Judicial Conduct" (Id. at 10)
under it's stated responsibility and power to,
"investigate and act upon allegations of a
judge's . . . willful or persistent failure to
perform judicial duties . . . [or] . . . Any
conduct that constitutes a violation of the
Colorado Code of Judicial Conduct." Id.
at 2.
We have learned
that writing the Commission members will result
either in no response from nine out of ten of
the members and a hostile response from the
Chair, Mike Norton, husband of the former
lt. Governor (see infra).
Well, perhaps the
other remedy is a law-suit for prospective,
injunctive relief, alleging a "procedural
injury," for the agency's failure to follow
agency rules, state statutes and the applicable
constitutional provisions? Wrong, again: the
Colorado Supreme Court ruled in Higgins v.
Wehmhoefer,
13 P.3d
837, 838 (Colo. App. 2000)
that, "district courts do not have subject
matter jurisdiction to compel the Commission or
its Executive Director to investigate a
complaint alleging judicial misconduct."
Therefore, unless
you conclude that a remedy may be available in
the nature of mandamus (under Rule 21, original
jurisdiction, Colorado Supreme Court), it does
appear that, "Yes," the Commission on Judicial
Discipline and Rick Wehmhoefer may defy the will
of the General Assembly and there's very little
that can be done about it.
Conclusion:
Sections
13-5-135
and
13-5-136
enacted by our General Assembly are meaningless and
unenforceable.2
_____________________________
1 For the sake of this
commentary, we assume that violations of civil
statutes may result in injunctive relief; that
violations of injunctions may result in fines or
jail time under Rule
107 (contempt); and that violations
of criminal statutes may result in any number of
penalties, including jail time, fines and a
panoply of other creative sentencing remedies.
2 If you become aware
of any instance where 13-5-136
(forfeiture of salary for failure to timely
rule) has been enforced in Colorado, please
contact
tipline@KnowYourCOURTS.com. We are aware of
none.
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The Shroud of
Secrecy Surrounding the Judicial Disciplinary Process
Is the public entitled to be informed
as to whether the Commission accomplishes either or both of the two prongs of
the concept of judicial discipline (i.e.,
(1) to take remedial action to enforce the Colorado
Code of Judicial Conduct; and (2) to instruct Colorado state judges in
aspects of proper judicial conduct and behavior)? Do Coloradoans have the right to be
informed by some means other than the Commission's annual report published in
the Colorado Lawyer?
I believe the answer, in part, is found in Landmark
Communications, Inc. v. Virginia,
435 U.S. 829,
831, 845-46 (1978), where the U.S. Supreme Court invalidated a sanction imposed for
publication of an article identifying judges whose conduct was being investigated,
despite the state's provision for confidentiality in judicial discipline
proceedings. The collective weight of the decisions of the Supreme Court teach
that free discussion of public policy issues and criticism of public officials cannot be
so circumscribed. See Near v. Minnesota, 283
U.S. 697, 717, 722 (1931).
As noted above on this Web page, Rick Wehmhoefer published a treatise
in 1988 entitled "Confidentiality of Judicial Disciplinary Proceedings," which appeared in
The Colorado Lawyer, the official publication of the Colorado Bar Association. R. Wehmhoefer,
Confidentiality of Judicial Disciplinary Proceedings, 17 Colo.Law. 1043 (1988). The treatise
discusses Colo. Const. Art. VI § 23(g) and Colo.Rev.Stat. § 24-72-401.
The former provides:
Prior to the filing of a recommendation to the supreme court by the commission against any
justice or judge, all papers filed with and proceedings before the commission on judicial
discipline or masters appointed by the supreme court, pursuant to this subsection (3), shall
be confidential, and the filing of papers with and the giving of testimony before the
commission or the masters shall be privileged; but no other publication of such papers or
proceedings shall be privileged in any action for defamation; except that the record filed
by the commission in the supreme court continues privileged and a writing which was
privileged prior to its filing with the commission or the masters does not lose such
privilege by such filing.
The latter provides:
The record of an investigation conducted by the commission on judicial discipline or by
masters appointed by the supreme court at the request of the commission shall contain all
papers filed with and all proceedings before the commission or the masters. The record shall
be confidential and shall remain confidential after filing with the supreme court. A
recommendation of the commission for the removal or retirement of a justice or judge shall
not be confidential after it is filed with the supreme court.
Section 24-72-402 further provides that:
Any member of the commission, any master appointed by the supreme court, or anyone
providing assistance to such commission or such masters who willfully and knowingly
discloses the contents of any paper filed with, or any proceeding before, such commission or
such masters, or willfully and knowingly discloses the contents of any recommendation of the
commission before such recommendation is filed with the supreme court is guilty of a
misdemeanor and, upon conviction thereof, shall be punished by a fine of not more than five
hundred dollars. This section shall not apply to any necessary communication between the
members of the commission or the masters appointed by the supreme court or anyone employed
to aid such commission or such masters in the filing or documentation of any paper filed
with, or any proceedings before, such commission or such masters or the preparation of the
recommendation of such commission.
According to Dr. Rick:
the parties to all disciplinary proceedings before the Colorado Commission are not allowed
to discuss the nature of the complaint nor the outcome of a hearing with people outside of
the proceeding except their attorneys. This confidentiality rule applies to members of the
Commission, Commission staff, complainant, judge and any attorneys or witnesses involved in
the proceedings.
I disagree. In fact, I think Dr. Rick missed a week or two of his Constitutional Law class
(while the
First Amendment was being covered). For this reason,
he erroneously concluded all of his memoranda to
complainants with the following statement:
Please be reminded that this matter is strictly confidential pursuant to Article VI,
Section 23(3)(g), Colorado Constitution, and sections 24072-401 and 402, Colorado
Revised Statutes.
Even if these provisions could pass constitutional muster, I also think that he missed one or
more of his classes covering statutory construction. Significantly, the enforcement provision (the
$500 fine) applies only to members of the commission or a master appointed by the Supreme Court or
anyone providing assistance to the a Commission member or master. It doesn't apply to complainants
or respondents or anyone else who has learned of the complaint or proceedings. (If it did, the
General Assembly would have inserted this language into the statute). Additionally, both the
Constitutional provision and the statute refer to "papers filed" (past tense). How could the
statute prohibit discussion of a complaint or judicial misconduct that took place before the
filing of the complaint.
I decided to do a cursory case law search in Colorado to confirm my conclusions. I found only one
published case discussing this statute. The Colorado Supreme Court observed in In re inquiry
concerning Lichtenstein, 865 P.2d 204, 208 (Colo. 1984) (en banc) that, “This statute
also leaves unanswered several questions relating to the scope and duration of the confidentiality
and privilege applicable to proceedings before the Commission.”
While the statute may leave unanswered questions as to the intent of the General Assembly, the U.S.
Supreme Court has left little doubt as to the constitutionality of such restrictions: In
Landmark Communications v. Virginia, 435 U.S. 829 (1978), the Court held that the First Amendment prohibits criminal
punishment of a newspaper for publishing truthful information concerning the confidential
proceedings of a judicial conduct commission. The Court further reasoned that "there is practically
universal agreement that a major purpose of the First Amendment was to protect the free discussion
of governmental affairs." Id. at 839. And see Roy Simon, Confidential Disciplinary
Proceedings and the First Amendment (Part I
& Part II).
Further reading: Moreno, Ivan,
Judges Conduct: A veil of secrecy, The Rocky
Mountain News (June 18, 2007); Secrecy and Judges: Shine Light on Misconduct,
The Rocky Mountain News (editorial, June 24, 2007).
And see
Gag rules
try to silence citizens who file complaints against judges, The Legal Reformer, Halt.org
(spring 2008) at 5.
Elsewhere on this site, we have a page covering the
unjustified sealing of court records from the public.
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Did
you know about . . .
for cases, see:
and see
Saturday, October 26, 2002
letter to the Editor
of the Steamboat Pilot & Today (originally found
here, describing " years of delays" attributable to
the dilatoriness of one particular judge
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Fun facts about "Dr." Rick
Dr. Rick
has the "distinction" of being the first male
telephone operator in the Bell system. (Read about it
here). However,
`though Dr. Rick only rarely answers his own office
phone these days and, while some may question what
Dr. Rick has actually been doing these past 20+
years in his position as Executive Director of the
Judicial Discipline Commission (other than mailing
out pro forma denial letters), we
understand that he is available for
interviews to tell, "tales
of stardom and seventies sexiness."
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Other Web sites with
information about our Commission for the Abolition of Judicial Discipline
See our June 19, 2007
ColoradoPols blog entry
here.
Ken Smith has posted
a comprehensive editorial
Web page
(modeled after
KnowYourCOURTS.com)
regarding alleged corruption
within Colorado's judicial
oversight mechanisms.
Another page, found
here, hosted by Chuck Corry, lists various
Colorado agencies and resources including the
following:
"Judicial
discipline commission - This is widely
regarded as a joke."
At another location
on the same page, there is the following entry:
Commission
on Judicial Discipline - Complaints about
judges. Mostly what the EJF hears are complaints
about this useless and ineffective commission."
See also the 4-part series on the
blog, The Colorado Index, (part I
part II part III part IV).
And see
http://www.court-house.com/StewartPerjury.htm
(complainant alleges that he, "has tried to
appeal to Mr. Wehmhoefer Executive Director and
General Counsel for Commission, Colorado Commission
on Judicial Discipline without success. I
guess charges against a Judge have to reach a few
degrees below murder before this agency will react").
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REFERENCES
-
Cappelletti, Mauro,
Who
Watches the Watchmen? Am.
J. Comp. L. 31 (1983) 1-62
-
Clifford, Wallace J.,
Resolving Judicial Corruption
While Preserving Judicial
Independence: Comparative
Perspectives, Calif.
Western Int'l L. J.
28(2):341-351
-
"Colorado Commission on Judicial
Discipline: 2006 Annual Report"
-
Haley, John O.,
Civil, Criminal and
Disciplinary Liability of Judges,
LIV Am. J. Comp. L. 281
(2006)
-
Lubet, Steven When
Judges Investigate Judges,
appearing in the Chicago
Tribune, June 03, 2004
-
Lubet, Steven
Judicial
Discipline and Judicial
Independence,
61 Law & Contemp. Probs. 59
(Summer 1998)
-
Moreno, Ivan,
Judges Conduct: A veil of secrecy,
Rocky Mountain News (June 18, 2007)
-
Redish, Martin H.,
Judicial Discipline, Judicial Independence, and the
Constitution: A Textual and Structural Analysis,
72 S. Cal. L. Rev. 673, 692 (1999).
-
Redish, Martin H,
Good Behavior, Judicial Independence, and the Foundations of
American Constitutionalism, 116
Yale L. J. 1 (2006), 139-158
-
Sassower, Elana,
Without Merit: The Empty Promise of Judicial Discipline,
4 Mass. School of Law, The Long
Term View 1, 90
-
Waters, Craig R.,
Judicial Immunity vs. Due Process: When Should a Judge be Subject
to Suit?
7 Cato J. 2
(1987), 461.
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(move curser over scrolling text to pause or
click on any hyperlinks)
click here to view as
html
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What happens if the Commission ignores [a]
complaint[s], disregards the statute[s] and the complainant redirects the
complaint/concerns to the Chair of the Commission on Judicial Discipline?
Click
here
to find out.
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Complaints |
Response (if any) |
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June 02, 2009 Complaint
(in re Jack W. Berryhill)
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April 21, 2009 Reply in support of complaint
February 27, 2009 Complaint
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April 29, 2009 response from Wlm. J. Campbell
March 31, 2009
Decision from Commission
on Judicial Discipline
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June 02, 2009 Request for reconsideration
January 23, 2009 Complaint (in re
Jane Tidball, First Judicial District judge)
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March 31, 2009
Decision from Commission
on Judicial Discipline
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March 30, 2007
Complaint to all
ten members
of the Commission of
Judicial Discipline |
No Response |
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January 4, 2007
Complaint |
No Response |
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October 23rd, 2006
petition to the Commission on Judicial
Discipline |
No Response |
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July 11, 2006
supplement
to follow-up
July 3, 2006
follow-up
March 31, 2006
Reply
in support of complaint
March 10, 2006
Reply
in support of complaint
February 2, 2006
Complaint
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July 12, 2006 Response
April 12, 2006 Response
February 10, 2006 Response
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May 19, 2004
Complaint
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March 24, 2004
Acknowledgment
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May 5, 2004
Complaint
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May 12, 2004
Response
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unavailable at this time (we're working on it) |
March 14, 2004
Response
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March 11, 2004
Reply in support of
complaint
March 3, 2004
Complaint
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March 08, 2004
Response
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August 18, 2003
Complaint
August 15, 2003
Complaint
August 15, 2003
Complaint
August 14, 2003
Complaint
August 12, 2003
Complaint
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August 19, 2003
Response
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March 22, 2003
Reply in support of
complaints
Original two
complaints unavailable |
March 10, 2003
Response
January 9, 2003
Acknowledgment
December 30, 2002
Acknowledgment
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March 27, 2001
Reply in support of
complaint
Original complaint
unavailable |
April 2, 2001
Response
March 12, 2001
Response
|
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June 6, 2000
Complaint
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unavailable |
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